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L.A.‘s Capital Group accused of bilking employees — by pushing its own mutual funds

Los Angeles Times
June 22, 2017

Capital Group is the latest of several investment firms that have been targeted by lawsuits claiming that the companies push employees into actively managed mutual funds at a time when cheaper, passive funds that simply invest in the broader market are a better alternative.
L.A.'s Capital Group accused of bilking employees — by pushing its own mutual funds

DOL fiduciary rule: When advisers actively seek to use BICE

InvestmentNews
June 14, 2017

Duane Thompson, senior policy analyst at Fi360, weighs in on the BICE exemption as it applies to the fiduciary rule.
DOL fiduciary rule: When advisers actively seek to use BICE

DOL Fiduciary Rule Finally Takes Effect

WealthManagement.com
June 09, 2017

Despite a delay and speculation around outright repeal, the DOL’s fiduciary rule becomes applicable today. Here’s how the industry is reacting.
DOL Fiduciary Rule Finally Takes Effect

The disclosure 401(k) advisers may be missing under the DOL fiduciary rule come June 9

InvestmentNews
June 08, 2017

The regulation will trigger a fiduciary acknowledgement from advisers. But, strangely, it's not a disclosure mandated by the rule itself
The disclosure 401(k) advisers may be missing under the DOL fiduciary rule come June 9

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